He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. She currently holds Series 79, Series 63 and Series 24 licenses. and Anthony Restel President, Regional Banking . Regions Bank is an Equal Housing Lender and Member FDIC. He leads the company's Executive Leadership Team. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Chief Risk Officer. Head of Commercial Banking. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Andrews experience and insights will help us build on these accomplishments. He is also a member of the companys Executive Leadership Team. He is a member of Regions Executive Leadership Team. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer The LifeGreen color is a trademark of Regions Bank. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Nix commits much of his time to community engagement and professional organizations. Additional information about Regions and its full line of products and services can be found at www.regions.com. C. Ward Cheatham She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He leads the companys Executive Leadership Team. Additional information about Regions and its full line of products and services can be found at www.regions.com. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Privacy Policy. 2023 Regions Bank. Senior Executive Vice President Senior Executive Vice President Bank Compliance Officer Job Description Example Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). He is also a member of the Southeastern Council of Foundations. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Paul, Seattle, and Portland. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. The LifeGreen color is a trademark of Regions Bank. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele ET He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. He was named president in December 2017. By clicking the "Access Your Download" button, you are agreeing to the David R. Keenan Most recently, Danella served as Head of Private Wealth Management. Ritter is a member of Regions Executive Leadership Team. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Advisory Services are offered through Cetera Investment Advisers LLC. Prior to assuming her current role, she was named associate director of investor relations in 2010. Nix commits much of his time to community engagement and professional organizations. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Design a human-centric compliance culture. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. She is also a member of the Rotary Club of Greater Birmingham. Jeremy D. King In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Cheatham graduated from Auburn University with a bachelors degree in accounting. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Core Product Marketing. Misra is responsible for overseeing the company's data strategy and enterprise data . During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Regions provides links to other websites merely and strictly for your convenience. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. During this period, he served in line management positions in manufacturing, distribution and sales. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Regions Bank is an Equal Housing Lender and Member FDIC. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. for the Southeastern Chapter of the Society for Corporate Governance. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Regions Investment Solutions is a marketing name of Cetera Investment Services. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Please refine your filters to display data. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Chief Legal Officer and Corporate Secretary. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Dana Nolan serves as the Head of Investor Relations at Regions. Regions' new chief transformation officer has expansive mandate She is a member of the companys Executive Leadership Team. Kate R. Danella David Popwell President, Specialty Banking . There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Senior Executive Vice President Chief Financial Officer. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Regions Financial's Chief Operating Officer John Owen to retire Reserve Bank of India - Notifications During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Jeremy King | Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. President and Chief Executive Officer of Regions Financial Corporation. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. You should consult privacy disclosures at the linked website for further information. By Jeremy King | February 9, 2021. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Regions Bank Names Andrew Nix as Chief Governance Officer Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Chief Risk Officer . Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Prior to that, Danella led Private Wealth Management. Chief Enterprise Operations and Technology Officer. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Smith began his banking career at Deposit Guaranty as a management trainee. Corporate governance is my passion. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Mehlman received her bachelors degree from Cornell University. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. First Horizon Bank. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Sorry, No data match for your criteria. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Advisory Services are offered through Cetera Investment Advisers LLC. February 9, 2021. His primary focus was financial institutions. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. She also serves as vice president and program chair. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Chief Human Resources Officer. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Executive Vice President Nix to oversee corporate governance framework supporting Regions services for customers and communities. Birmingham's largest bank has added a new leader to its ranks. Ronald G. Smith Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Head of Consumer Banking Group. Regions Bank Names Andrew Nix as Chief Governance Officer He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Senior Executive Vice President Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). He leads the companys executive leadership team. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Andrews experience and insights will help us build on these accomplishments. He succeeds Hope Mehlman . Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Chief Administrative and Human Resources Officer. Nix will report to Tara Plimpton, chief legal officer for the bank. He is responsible for 1,500+ facilities and workplace strategy. Corporate Banking Division Head. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. His primary focus was financial institutions. 205-264-4551 Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Chief Transformation Officer. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. A bank executive develops a new product, maybe a fee-generation concept. Deputy Chief Risk Officer and Chief Credit Officer. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Tara Plimpton - Senior Executive Vice President Chief Legal Officer Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Head of the Wealth Management Group. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Reserve Bank of India - Notifications The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. M. Deron Smithy Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Fill out the form to connect with a representative and learn more. He began his career in information systems with McDonnell-Douglas. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Executive Vice President 8 a.m. 5 p.m. GMT Management Bios | Regions Financial Corporation Andrew Nix will join Regions as chief governance officer on March 17. Andy Hernandez is Chief Digital Officer for Regions. and Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Gartner Terms of Use Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Andrew Nix will join Regions as chief governance officer on March 17. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements.